Ask anything about Hong Kong regulatory compliance. Answers use your firm's live compliance data as context and cite the relevant SFC codes where possible.
Client risk, CDD/EDD, screening and STRs
| Client | Type | Risk | HKPI | CDD | Screening | Next Review |
|---|---|---|---|---|---|---|
| Ambervale Capital Partners LP | Fund | Medium | CPI - Corporate PI | Refresh Due | Clear | 7 Oct 2026 · 10d overdue |
| Tan Family Investment Holdings Pte Ltd | Corporate | High | CPI - Corporate PI | Complete | Clear | 5 Apr 2027 · in 170d |
| Meridian Peak Master Fund SPC | Fund | Medium | CPI - Corporate PI | Complete | Clear | 15 Apr 2027 · in 180d |
| Golden Summit Pension Trustees Ltd | Corporate | Low | Institutional PI | Complete | Clear | 13 Aug 2027 · in 300d |
4 of 4 client register · click or press Enter on a row to view or edit
| Ref | Subject | Filed | Status |
|---|---|---|---|
| No str log yet. Create the first str to get started. | |||
0 of 0 str log · click or press Enter on a row to view or edit