Ask anything about Hong Kong regulatory compliance. Answers use your firm's live compliance data as context and cite the relevant SFC codes where possible.
Filings, returns and deadlines with owners and evidence
Derives this firm's standing HK obligations from its licences, entity type and financial year end, registers anything missing, and flags dates for you to verify.
| Obligation | Regulator | Frequency | Due | Status | Owner |
|---|---|---|---|---|---|
| Audited accounts & auditor's report filing | SFC | Annual | 3 Aug 2026 | Completed | Dennis Ng |
| Business & Risk Management Questionnaire (BRMQ) | SFC | Annual | 5 Oct 2026 · 12d overdue | Overdue | Rachel Ho |
| Quarterly best execution review | Internal | Quarterly | 26 Oct 2026 · in 9d | In Progress | Rachel Ho |
| FRR return – semi-annual (June period) | SFC | Semi-annual | 4 Nov 2026 · in 18d | In Progress | Dennis Ng |
| Cayman feeder fund – FATCA/CRS reporting | Other | Annual | 11 Dec 2026 · in 55d | Upcoming | Dennis Ng |
| SFC Annual Return (licence anniversary) | SFC | Annual | 20 Dec 2026 · in 64d | Upcoming | Rachel Ho |
| Annual compliance training – all staff | Internal | Annual | 14 Feb 2027 · in 120d | Upcoming | Rachel Ho |
7 of 7 obligations · click or press Enter on a row to view or edit