Ask anything about Hong Kong regulatory compliance. Answers use your firm's live compliance data as context and cite the relevant SFC codes where possible.
Annual risk register with residual risk heatmap
The AI conducts the CRA itself — it reads every module's live data, writes the working paper, scores each risk and updates the register. You review, edit any row, or re-run with guidance to iterate. Sign-off stays with you.
Likelihood × impact before controls — count of risks per cell
After control effectiveness — score out of 25
| Risk | Domain | L | I | CE | Status |
|---|---|---|---|---|---|
| Failure to meet SFC filing deadlines | Regulatory | 3 | 4 | 3 | Signed Off |
| GenAI model output errors in research process | Technology | 3 | 3 | 2 | Assessed |
| Inside information handling in concentrated HK book | Market Conduct | 3 | 5 | 4 | Signed Off |
| Investor base ML/TF exposure | AML/CFT | 2 | 4 | 4 | Signed Off |
4 of 4 risk register · click or press Enter on a row to view or edit