Ask anything about Hong Kong regulatory compliance. Answers use your firm's live compliance data as context and cite the relevant SFC codes where possible.
Institutional long/short Asia equity manager — US$4.2bn AUM across a Cayman master-feeder and 14 segregated mandates. ~80 staff, Singapore research branch, fully separated RO and MIC lines.
Weighted composite · On Track
Track SFC/HKMA developments and firm-specific impact
Filings, returns and deadlines with owners and evidence
Policy library, review cycles and attestations
Client risk, CDD/EDD, screening and STRs
MIC/RO appointments, fit & proper, licensed individuals and PA dealing
AI-generated training decks, distribution, completion and CPT hours
Controls library, monitoring plan and findings
Breaches, complaints, errors and self-reporting
Board matters, filings, declarations and regulator mail
A State-of-Compliance memo drafted from live module data
Generate an AI-written weekly memo summarising this firm's state of compliance from the live module data.
Daily composite snapshots
If the SFC inspected tomorrow — gaps ranked by inspection exposure