Ask anything about Hong Kong regulatory compliance. Answers use your firm's live compliance data as context and cite the relevant SFC codes where possible.
Board matters, filings, declarations and regulator mail
| Committee | Meeting | Date | Status |
|---|---|---|---|
| Board | Q3 Board Meeting | 6 Dec 2026 · in 50d | Scheduled |
| Valuation Committee | Monthly valuation sign-off | 12 Oct 2026 · 5d overdue | Minutes Pending |
| Board | Q2 Board Meeting | 7 Sept 2026 | Closed |
3 of 3 board & committee meetings · click or press Enter on a row to view or edit
| Filing | Registry | Due | Status | Ref |
|---|---|---|---|---|
| Business Registration renewal | IRD | 30 May 2026 | Filed | BR-2026-3341 |
| Notification – change of complaints officer | SFC | 18 Aug 2026 | Filed | WINGS N-8821 |
| Annual Return (NAR1) | Companies Registry | 10 Jan 2027 · in 85d | Upcoming | — |
3 of 3 corporate records & filings · click or press Enter on a row to view or edit
| Staff | Type | Submitted | Status |
|---|---|---|---|
| All staff (80) | Annual Attestation | 14 Jul 2026 | Approved |
| David Leung | Outside Business Activity | 13 Oct 2026 | Pending |
| Sophia Lam | Gifts & Entertainment | 7 Oct 2026 | Approved |
3 of 3 attestations & declarations · click or press Enter on a row to view or edit
| Dir | From/To | Subject | Date | Response Due | Status |
|---|---|---|---|---|---|
| Outbound | SFC | Notification of BRMQ submission delay | 5 Oct 2026 | — | Closed |
| Inbound | SFC | Request for information – marketing materials sample (routine) | 8 Aug 2026 | 22 Aug 2026 | Responded |
2 of 2 regulator correspondence · click or press Enter on a row to view or edit