Regulatory Change Radar

Needs Attention75/100

Track SFC/HKMA developments and firm-specific impact

Tracked Developments
4
Action Required
1
Deadline Passed
0
all on time
Awaiting Assessment
1
Radar Sweep Agent

Autonomously sweeps SFC circulars & updates, triages relevance for this firm, runs impact assessments and registers the gaps and actions below.

TitleSourceIssuedDeadlineStatusOwner
Consultation on proposed amendments to position limit regime for exchange-traded derivativesSFC12 Jun 202631 Aug 2026 · in 45dNew
Circular on streamlined requirements for marketing of funds to professional investorsSFC18 Apr 2026AssessingRachel Ho
Circular to Licensed Corporations – Use of generative AI language modelsSFC29 Nov 20256 Aug 2026 · in 20dAction RequiredRachel Ho
Circular on cybersecurity review findings and expected standards for internet-facing systemsSFC31 Aug 20257 Jun 2026ClosedDennis Ng

4 of 4 regulatory developments · click a row to view or edit

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